Information About The Placement Agent
Each applying candidate will be required to have a contract with a placement agent of their choosing.
If a candidate does not already have a contract with a placement agent, they can register in the program. However, they will be required to obtain such a contract until the registration deadline – June 17, 2022.
Reports derived during the detailed diagnostic phase of the program will include assessments from candidates’ placement agents regarding the company’s issuance feasibility.
The summary information requested from candidates’ placement agents will include:
- A short outline of the agents’ financial assessment of the company; K
- Key risks associated with the company’s profitability, liquidity, leverage, business, etc.;
- Preliminary market soundings, including possible investor appetite, security pricing, and other key terms (if available).
For more information on local placement agents, please refer to the NBG website.
|
Brokerage Companies
|
ID |
License Issue Document N
|
License Issue Date
|
Contact
|
|
Alpha Capital Advisory LLC
|
405482721 |
# 342
|
09.11.2021
|
info@alphacapitaladvisory.com |
| LTD TBC capital |
204929961
|
N468
|
01.10.2015
|
(995 32) 2 272 733; https://www.tbccapital.ge/ |
| JSC Galt & Taggart |
211359206
|
N820
|
10.09.2014
|
(995 32) 2 401 111; https://galtandtaggart.com/ |
| LTD Cartu Broker |
204929970
|
N20026
|
11.02.2000
|
(995 32) 2 912 890; (995 32) 2 912 278; |
| JSC Caucasus Capital Group |
205116943
|
N20047
|
02.05.2006
|
(995 32) 2 231 900; (995 32) 2 291 457; https://capital.ge/ |
| JSC Heritage Securities |
205286457
|
N 97
|
13.09.2017
|
(995 32) 2 197 745; http://www.heritagesecurities.ge/ |
| LTD Abbey Asset Management |
205207970
|
N150
|
22.11.2007
|
(995 42) 2 239 000; http://abbey.ge/public/ge |
| LTD Fidelis Wealth Management |
405214726
|
N154
|
28.12.2017
|
(995) 555 459 011; http://www.fidelismgt.com/ |
| LTD Trade Holding |
416331507
|
N47
|
17.04.2018
|
(995) 596 322 232; http://www.viptrade.ge/ |
